Essay uit: J.B.S. Haldane, The Inequality of Man
Let bij de referenties aan historische gebeurtenissen op het
feit dat de eerste uitgave dateert van 1932, en de Pelican-editie gebruikt
hieronder van 1938. Let ook op dat latere onderzoeken aan eeneiige tweelingen
veel grotere overeenkomsten hebben laten zien, en dat de IQ-test nog niet
uitgevonden was (die stamt van tests op Amerikaanse rekruten in de Tweede
Wereldoorlog).
The Inequality of Man
It is a human characteristic to give reasons which will not bear examination for
the most sensible actions. Many Polynesians are only kept from theft by the
belief that if they violate the taboo attaching to the coconuts of their
neighbours they will be struck dead. Some fundamen-talists
(at least in England) hold that a belief in Noah's ark is a necessary
preliminary to a good life. In medieval Europe it was only possible to
centralize government as a result of a belief in the divine institution of
monarchy, which was later formulated as the divine right of kings.
And in the present age the admirable institution of universal
suffrage is similarly supported by the curious dogma of the equality of man.
Historically this dogma arose as a protest against institutions such as
hereditary rank, which still commands the respect of the readers of the social
columns of British newspapers and of the daughters of American millionaires. But
if the framers of the American Constitution subscribed to the theory of the
equality of man, the true founders of the nation, the Pilgrim Fathers, held the
opposite doctrine in its most extreme form. They were Calvinists and believed
that human beings, from the moment of birth, were segregated into two distinct
categories, the one predestined to eternal bliss, the other to everlasting
damnation. A hundred per cent. American may therefore believe in equality with
Washington and Paine, or in inequality with Winthrop and Bradford. 1 suspect
that the truth lies somewhere between these two extremes.
Human inequality springs from two sources, nature and
nurture. The results of the latter are obvious. It is no use appointing a man a
clerk if he has not been taught to write, or a Christian missionary if he has
been brought up as a Mohammedan. Two hundred years ago most inequality in Europe
was due to this cause. To-day the same is true in Asia. Democracy is impossible
in India to-day largely because less than 10 per cent. of its population can
read. Hence Indian self-government would mean the rule of an Indian minority
which would probably govern somewhat worse than the British. In China, too,
universal education is a prerequisite of democracy. Some inequality due to
differences of environment is inevitable, if only because of the facts of
geography. But in its grosser forms it means an immense waste of human
possibilities, and every progressive State aims at equality of opportunity. This
phrase was invented, I believe, by the late Canon Rashdall, who attempted to
teach me philosophy. Napoleon expressed the same idea by the motto 'La carrière
ouverte aux talents,' which stresses the inequality of human capacity, or
talent. It was, of course, Jesus who converted the word ' talent' from the name
for a sum of money to an expression for inborn human ability, of which he
c1early recognized the existence.
For men are not born equal. No one disputes this fact as
regards physical characteristics. Some babies are born black and some white, and
very little can be done to alter the colour of the former. But just as in the
United States some' of the coloured people straighten their hair artificially,
so, if a State should ever arise in which the ruling group is pigmented, it is
possible that some of the whites will induce a permanent and bathproof darkening
of their skin by drinking a weak solution of silver nitrate. Even so their
colour will be grey rather than mahogany. Many other characters are equally
fixed. Provided a child is receiving an adequate diet, it is probably impossible
to add an inch, let alone a cubit, to its stature. On the other hand, one could
generally add a few pounds to its weight by overfeeding it. Children may be born
without fingers, eyes, and so on, or with innumerable physical or chemical
defects in their nature, which no amount of medical skill can overcome.
In the psychological realm things are the same. Everyone
admits that a certain number of people are congenitally feeble-minded. But with
regard to other mental and moral defects, ranging from stupidity and bad temper
to lunacy and habitual criminality, the case is far less c1ear. The brothers and
sisters of a family tend to resemble one another and their parents in
intelligence, but it has been urged that, with the exception of a few congenital
imbeciles, this resemblance is due to home influences, and not to heredity. The
relative importance of heredity and home influences has recently been tested by
Miss Burks in California. She compared the resemblances in intelligence of 200
children with their foster-parents, and of 100 children in the same schools with
their true parents. The foster-children had been adopted at an average age of
three months, so that home environment had had a fair chance. There was no
definite relation between the intelligence rating of a child and its adopted
father. The influence of the foster-mothers, though marked, was far less than
that of the true fathers or mothers. There is a vast amount of further evidence
to the same effect, for example, as to the great intellectual diversity of
children in the same orphanage.
There is much less evidence with regard to moral character.
No doubt some of the basal traits which determine it, such as quickness of
response, are inherited, but it probably depends to a considerable extent on
environment whether the quick-tempered child will develop into a fury or a
kindly but impulsive person, the calmer personality into a heartless or a
benevolent. This is largely a matter of common sense. Everyone knows that you
can influence character far more easily than intelligence. That is why we apply
physical or moral suasion to bad boys, but not to stupid ones unless we think
they are lazy. But common sense is not contradicted by what little scientific
evidence exists.
If you want to study the influence of environment on a plant,
the best plan is to cut it in half and put the two halves in different soils. In
spite of King Solomon, this experiment is rarely performed on children. But
occasionally nature does something like it. Every now and then a pair of twins
who resemble one another very closely are produced from a single cello. They
are, of course, always of the same sex, and when brought up together grow up
with similar habits and tastes. But what happens if they are brought up apart
from birth ?
A few cases of this kind have been investigated. Professor Muller of Austin,
Texas, described a case where two identical twin girls were separated at birth,
owing to their mother's death. At thirty years of age their scores or
intelligence tests were almost equal. Not one pair in a thousand of people taken
at random would have been so similar. But other tests showed that the emotional
side of their natures differed quite as much as those of two people taken at
random. And their emotional lives had been quite different. One had married, the
other was single; one was attracted by Catholicism, the other by Christian
Science, and so on.
Further studies of this kind will delimit the possibilities of social influence
on the individual.1
To-day extreme eugenists proclaim that environment has very
little influence, extreme behaviourists that nothing else matters. Dr. Watson
finds that all healthy new-born babies behave pretty much alike, and deduces
that the differences that develop as they grow up must be due to environment:
This does not follow. All European babies are born blue-eyed, but it is not
environment which determines their adult eye colour.
In one of the plants with which I have worked, the Chinese primrose, almost all
seedlings look alike, but with the genes at present available, several million
easily distinguishable adult types could be built up. Actually a baby behaves in
such a simple way because the nerve fibres in the upper part of his brain have
not yet got sheaths of an oily substance called myelin, which probably acts as
an insulator. It is not till the insulation is complete that mental differences
due to brain structure can show up. No doubt environment counts for something,
but the examples cited above tend to show that its field is limited. However,
popular expositors of eugenics make the fundamental mistake of suggesting that
differences not due to environment are due to heredity.
If this were true all children of the same two parents would
be exactly alike in such characters as eye colour, which is not influenced by
environment. It is quite true that heredity and environment between them
determine almost all the differences which exist among self-fertilized plants
like wheat, or animals such as dogs, in which man usually restricts matings to
members of the same race. But cats, like men, usually choose their own mates,
and are not influenced in doing so by eugenical considerations. In consequence
very few cats are pure-blooded, or in scientific terminology, homozygous, for
the genes producing colour. Two tabbies may produce tabby, black, blue, and
white spotted kittens in a single litter. The cause of this variety is called
segregation. It is simply a name for the fact that the cross-bred cat
distributes different genes to its various children.
In a human population within which marriages take place
freely, segregation and heredity account for almost exactly the same amount of
inequality in such characters as stature, eye colour, and intellectual
abilities.
In other words, the inequality of two brothers with the same ancestry is on the
average about half that of two men taken at random. But in a population where
different groups breed among themselves the influence of heredity is of course
greater. Two Chinese will not produce white, or nearly white, children, simply
because they have no white ancestors. But two short stupid parents may produce a
tall clever child because they probably include some tall clever people among
their very mixed ancestry.
Now we cannot at present control segregation, except to a
small extent, but we can and do control heredity in animal and plant breeding,
and could in human society if eugenics became a reality. That is why eugenics is
at present the only possible way of improving the innate characters of man. But
for all that, biology does not support the idea that the hereditary principle is
a satisfactory method of choosing men or women to fill a post. Segregation sees
to it that very few human characters breed true. The average degree of
resemblance between father and son is too small to justify the waste of human
potentialities which an hereditary aristocratic system entails. If human beings
could be propagated by cutting, like apple trees, aristocracy would be
biologically sound. England would presumably be governed by cuttings of Cromwell
and Chatham; America, as I believe Bateson once suggested, by cuttings of
Washington and Lincoln., But until the art of tissue culture has developed very
considerably, such possibilities need not even be thought of.
The progress of biology in the next century will lead to a
recognition of the innate inequality of man. This is to-day most obviously
visible in the United States, where educational opportunities are more
widespread than elsewhere. Universal education leads, not to equality, but to
inequality based on real differences of talent. Where there is equality of
opportunity there is no excuse for failure. The self-made American successful
man who realizes this fact, commonly appears ruthless to the European
aristocrat, who, just because he knows that he does not owe his position to
innate ability, is often more considerate to his inferiors. If hereditary wealth
were abolished, the tendency would, of course, be strengthened. So some
observers see in the Russian Communist Party the germ of the proudest, most
efficient and most ruthless aristocracy that the world has ever seen. Personally
I doubt the validity of such a forecast so long as the party continues to hold
to its present economic and political doctrines, and to enforce upon its members
the principle of a maximum income at present about f.270 per year.
The social danger of a system which, in practice if not in
theory, gives so full a recognition to inequality, is that it tends to estimate
that inequality too simply.
In America the tendency is strong to grade men and women
primarily by their earning power. A Socialist Government would try to grade them
by their economic value to the State. The Catholic Church attempts to assess
them by their share of those virtues which it admires, the principal classes
being saints, other saved souls, and damned. University professors gradually
come to believe that the sheep can infallibly be separated from the goats by a
series of written examinations. And there are psychologists who believe that it
is possible to grade everyone by means of intelligence tests. The best known of
these tests is that applied to the American army in 1917. Success or failure in
these tests undoubtedly depends less on education than success or failure in
ordinary examinations. They are, therefore, a better test of innate inequality.
But what do they measure? This is the question which Spearman, Aveling,
Thompson, and other English psychologists are trying to answer. They take a
number of boys and girls who have had so far as possible the same educational
opportunities, and compare their performances in a number of different simple
tests. It is found that the performances of the same child in some tests, for
example, detection of absurdities and memorization of sentences, are clearly
related to one another.; in others, for example, memory of form and
interpretation of pictures only slightly related either to one another or to
those in any other subject. And this rule is general. If one sort of ability
helps one to predict any other sort, it helps one to predict all sorts. The only
exceptions were in the case of very similar performances, such as various
different types of arithmetic. But such exceptions are rather rare. The theory
was therefore framed that ability to perform any task was the sum of two
abilities-general ability, which is required to a greater or lesser degree for
all purposes; and a special ability, different for each type of performance. On
this basis general ability can be measured, of course on an arbitrary scale, as
the result of a mathematical process. The theory of this measurement has given
rise to a series of somewhat heated mathematical discussions, of which one of
the most intelligible is based on the geometry of figures in space of sixteen or
so dimensions. Whether the number 'g' at which Spearman arrives really
represents general intellectual ability or not it is fairly closely related to
success in intellectual pursuits. But the relation is one-sided. For example,
all successful university students have a high 'g', but not all students with
high 'g' are successful. A large number, at least, of these failures fail
because they are lazy, or at least do not work at the subjects prescribed.
The educational systems of the world appear to be based on a
very simple fallacy about 'g'. It is better measured by linguistic ability than
by mathematical; for mathematics, like music or drawing, demands a considerable
amount of a special ability, in addition to the ability measured by 'g'. Hence
it is a commonplace of universities that men who have obtained classical
scholarships are likely to do well in science and other subjects, while
mathematical scholars more rarely succeed outside their own speciality. It is
supposed therefore that the classics are a magnificent training for the mind. It
is quite true that when two boys have spent ten years in learning Latin,
unprepared translation from that language furnishes quite a good test of their
general ability combined with a capacity for rather dull work. Probably,
however, a set of cross-word puzzles would be as good, and a set of simple
psychological tests much better.
There is, however, no evidence at all that classical or any
other education increases 'g', and a good deal that it does not. Heliotherapy is
the only procedure which is quite certainly known to increase it! But the
removal of tonsils and adenoids probably does so. It seems to be fairly strongly
inherited, and education can do little more than just give it a chance to show
up.
General ability is only the most important of a series of
psychological traits which can be measured with more or less accuracy.
Fortunately, some of the others are far more readily influenced by environment.
In the course of the next century, if psychologists are allowed anything like a
free hand, and co-operate with geneticists, it should he possible by the time a
child is about seven to arrive at a fair idea of its capacities, and children
will be sorted out accordingly. To-day we often have special schools for
mentally deficient children, and occasionally for very able ones. This system
will, of course, be greatly extended. When children of all grades of ability are
combined in one class, the intelligent merely learn to be lazy while the stupid
are hopelessly discouraged. And the attempt to remedy this defect by placing
children of widely different ages in the same class is also a failure. I do not
think, for example, that my intellect has improved appreciably since I was
twelve years old, though I have learned a great deal since that time and can
work for longer hours. But I doubt if my ability to deal
with a really new type of problem has increased. As I am
now cleverer than most boys of eighteen I probably was so then, and intellectual
differences would not have been equalized by putting me into a
class with them.
The world is crammed with experimental schools, and as a
university teacher I notice no very great difference between men who have been
educated by quite different methods. The most important experiment, to, my mind,
would be to start a school whose membership was confined to really intelligent
children. Such children could easily reach the standards of the average
university graduate at eighteen. I did so myself, because I was fortunate enough
to go to Eton at a time when the curriculum was so completely disorganised that
it was possible with a little effort to learn either a great deal or nothing at
all. Now, however, I understand that the courses are arranged to fit the average
boy, and it is a good deal harder for the intelligent to learn more than his
fellows.
But, of course, general ability is only one of many innate
psychological characteristics in which children differ. Musical, mathematical,
and artistic abilities are largely congenital. Poets also are commonly held to
be born, not made. One of the most urgent tasks of the psychologist is to pick
out the budding poets from the, embryonic painters, plumbers, politicians,
pedagogues, and so on. At present vocational selection is a very" rudimentary
art, and it generally takes place at the end, not near the beginning, of
education. There is a curious notion abroad that the progress of science is
likely to reduce humanity to a common dull level. This may conceivably be true
of physics and chemistry, but I believe that the opposite is the case with
biology and psychology. The same hypothetical accusation is made against
Socialism, yet I have never seen such diversity, of clothes at any rate, as in
the streets of Moscow, where one can wear anything but a top hat; though I
unfortunately missed the famous occasion when a band of Communist youth of both
sexes appeared in midwinter clad in red ribbons bearing the Russian equivalent
of 'Down with Shame.'
In a scientifically ordered society innate human diversity
would be accepted as a natural phenomenon like the weather, predictable to a
considerable extent, but very difficult to control. In England one person in two
hundred is feeble-minded, and perhaps as many more cannot be of much use to
their fellows owing to congenital blindness, deafness, and other inborn defects.
The other 99 per cent. could probably all be of social value. In the words of
Professor Spearman:2
'Every normal man, woman and child, is a genius at something, as well as an
idiot at something. It remains to discover what-at any rate in respect of the
genius.' The scientific State would make it its first business to investigate
this problem. The development of an adequate technique would be a matter of
generations, as was the development of chemical analysis. It would enable the
individual to follow his or her own bent far more completely than is now
possible. Education would probably be more specialized for the average child,
but the exceptionally versatile would not be compelled, as they now are, to
limit the field of their studies at an early stage. In the absence of such a
technique the State can do very little. The only clear task of eugenics is to
prevent the inevitably inefficient one per cent. of the population from being
born, and to encourage the breeding of persons of exceptional ability where that
ability is known to be hereditary. We cannot as yet go much further than this.
We do not know whether the sporadically appearing man or woman of genius is
substantially more likely to produce children of genius than the average
intelligent person. We do not' know if a society containing too many intelligent
people would not be unstable. Such a cause may have brought about the downfall
of Athens. At best, eugenics would have no effect for a generation. Vocational
guidance would begin to act at once. It should be added that vocational
guidance, as of ten practised for profit to-day, is generally about as useful as
astrology, without possessing the charming vocabulary and distinguished past of
the latter pseudo-science. We are only in possession of a part of the scientific
data needed to make it a practical proposition. But even now a few vocational
guidance institutes are doing useful work.
I do not believe that a recognition of the inequality - of
man would be a blow to democracy (or rather to representative government based
on universal suffrage).
This admirable invention is a device for changing the government of a
country without a revolution. It is successful because it gives a fairly good
approximation to the result which would be obtained by a civil war, provided
that a majority of the people take politics seriously. For example, the British
Labour Party can at present only persuade ab9ut a third of the electors to
support them. Hence the few revolutionaries who are included amongst its many
supporters rea1ize that they would be beaten in a civil war. If the party polled
a majority of votes and were prevented by the King or Lords from carrying out
their policy, a revolution would command enough support to make it at least
worth attempting. Hence, the King is unlikely to veto the legislation of a
Labour Government supported by a majority of voters, though the Lords will try
to delay it.
The danger to democracy to-day lies not in the recognition of
a plain biological fact, but in a lack of will in certain countries to kill
persons who obstruct the declared wishes of the majority of the people. Charles
I died and Mussolini lives because enough Englishmen wanted to kill the former,
but not enough Italians want to kill the latter. This lack of will may arise
from mere laziness, or, more frequently, from disillusion at the results of
representative democracy, which is presumably not the ideal form of government,
but only the best so far invented. Unless the mass of the people are willing in
the last resort to fight for their convictions, democracy should be replaced by
the. government of a minority, whether of Fascists, Communists, or what not, who
possess that will.
It is, of course, irrational that each man's vote should
possess equal value. But the alternatives so far tried or suggested are still
less rational. They usually take the form of increasing the political power of
those who are wealthy enough to be able to influence politics already. One
eminently desirable reform would be the disfranchisement of persons over
sixty-five years of age. The main effects of their votes will not appear during
their lifetime; they would be useless in a civil war, and their political views
depend on issues of a generation ago. In England our old men and women vote for
a protective tariff because they were formerly opposed to Irish Home Rule, in
America because their childish sympathies in the Civil War were for the North!
Some day it may be possible to devise a scientific method of
assessing the voting power of individuals. One can be fairly certain that that
day is more than a century ahead. In the remote future mankind may be divided
into castes like Hindus or termites. But to-day the recognition of innate
inequality should lead not to less, but to greater, equality of opportunity.
1 Later work by Newman on similar twin pairs
shows much greater intellectual differences than in Muller's case.
2 The Abilities of Man. (Macmillan.)
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